The Role of RegTech and AI in Modern Financial Regulation

Artificial intelligence is fundamentally transforming regulatory reporting and compliance in financial services. At this year's RegTech Forum, industry leaders explored how AI is driving a shift from tactical to strategic data systems, with growing emphasis on interoperability across platforms.

The panel highlighted AI's powerful capabilities in insight generation and anomaly detection, while acknowledging critical challenges around explainability and governance. A key theme emerged: maintaining human oversight in critical decision-making remains essential, even as AI capabilities expand.

Speakers presented contrasting views on adoption timelines. Some cautioned against rushing implementation without proper safeguards, while others advocated for measured experimentation within clearly defined regulatory frameworks. The consensus pointed toward a balanced approach that leverages AI's strengths without replacing human judgment.

The discussion concluded with an important perspective: AI's true value lies in augmenting analytical capacity rather than replacing human expertise. By improving accuracy and driving long-term regulatory efficiency, AI can help institutions meet increasingly complex compliance requirements while freeing teams to focus on strategic priorities. The path forward requires careful implementation, robust governance, and continued collaboration between technology providers, financial institutions, and regulators.

Panellists:

  • Conor Litton, Chief Financial Officer, Global Finance and Board Director
  • Mark Mahers, Head of Finance Systems and Data, Coventry Building Society
  • Murat Abur, Founder & Chief Information and Architecture Officer, Suade

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